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The Financial Industry Regulatory Authority FINRA, is the largest independent regulator for all securities firms doing business in the United States. All told, FINRA oversees nearly 4,900 brokerage firms, about 172,000 branch offices and approximately 660,000 registered securities representatives. Created in July 2007 through the consolidation of NASD and the member regulation, enforcement and arbitration functions of the New York Stock Exchange, FINRA is dedicated to investor protection and market integrity through effective and efficient regulation and complementary compliance and technologybased services.

 

Address: 1735 K Street Washington DC, 20006
Telephone: (301) 590-6500
Website: http://www.finra.org/index.htm